Is it within the remit of an expert to decide which witness of fact they believe or... Is it within the remit of an expert to decide which witness of fact they believe or...

Is it within the remit of an expert to decide which witness of fact they believe or...

The judge noted that the expert readily accepted that integral to his reasoning was that he did not believe the claimant as to the symptoms he had...
Procedure for Determining Mental Capacity in Civil Proceedings Procedure for Determining Mental Capacity in Civil Proceedings

Procedure for Determining Mental Capacity in Civil Proceedings

A Civil Justice Council working group has published a report setting out recommendations for the development of a procedure for determing mental...
When the joint statement is no more than really two statements, one from each expert. When the joint statement is no more than really two statements, one from each expert.

When the joint statement is no more than really two statements, one from each expert.

The 'joint statement' prepared by two blockchain experts was really two statements, one from each expert. Fabrizio D'Aloia v Persons...
Podcast Episode 6: In Conversation with Giles Eyre Podcast Episode 6: In Conversation with Giles Eyre

Podcast Episode 6: In Conversation with Giles Eyre

In the 6th Episode of Expert Matters Podcast, Simon talks with retired Barrister and expert witness trainer, Giles Eyre, who is retiring as an EWI...
The dangers of a considerable burden of expert work The dangers of a considerable burden of expert work

The dangers of a considerable burden of expert work

The court found that a highly respected and hugely experienced histopathologist expert wtiness, who was overburdened with work, had made errors in his...
A Day in the Life of a Medicolegal Expert Witness A Day in the Life of a Medicolegal Expert Witness

A Day in the Life of a Medicolegal Expert Witness

Sue Lightman is a Professor of Ophthalmology and Consultant Ophthalmologist who has been undertaking medicolegal Expert Witness work for over 20...
Thomas Murray Joins EWI as a Corporate Partner Thomas Murray Joins EWI as a Corporate Partner

Thomas Murray Joins EWI as a Corporate Partner

We are pleased to welcome a new Corporate Partner
Celebrating Success at the Sir Michael Davies Lecture Celebrating Success at the Sir Michael Davies Lecture

Celebrating Success at the Sir Michael Davies Lecture

Successful Certification candidates receive their certificate from Lord Hodge.
Podcast Episode 5: Range of Opinion Podcast Episode 5: Range of Opinion

Podcast Episode 5: Range of Opinion

Range of Opinion is the focus of the 5th episode of the Expert Matters Podcast. We catch up with Colin Holburn, Chair of the EWI Membership Committee,...
A Day in the Life of a Water Quality Expert A Day in the Life of a Water Quality Expert

A Day in the Life of a Water Quality Expert

Tim White is a chartered chemist who uses his expertise to assess chemical risk from exposure to water. He has been an Expert Witness for over 40...
Podcast Episode 4: Expert Fees Podcast Episode 4: Expert Fees

Podcast Episode 4: Expert Fees

Simon and Sean discuss expert fees and catch up with Dominic Woodhouse from Partners in Costs to talk about cost management and budgeting in civil...
A Day in the Life of a Fitted Kitchen and Bathroom Expert A Day in the Life of a Fitted Kitchen and Bathroom Expert

A Day in the Life of a Fitted Kitchen and Bathroom Expert

Jerry Ponder uses his 40+ years of experience in fitted interiors to provide expert evidence on the design, product quality, installation and project...

Check out our Case Updates and Member Magazine

Looking for more news relevant to the Expert Witness community? Why not check out our database of cases relevant to Expert Evidence or the latest and previous editions of our member magazine, Expert Matters.

News

Clicking on one of the topics below will display news items relevant to that topic. You can also use the search bar below to identify news items.

Frasers Group plc v Saxo Bank AS & Anor [2024] EWHC 188 (Comm)
Sean Mosby 812

Frasers Group plc v Saxo Bank AS & Anor [2024] EWHC 188 (Comm)

bySean Mosby

The Case

The claimant made an application for an order compelling the second defendant to disclose communications between its solicitors and its experts in relation to the preparation of joint expert statements. The defendant contended that the material was privileged, that privilege had not been waived, and other potential exceptions were not engaged.

 

The defendant’s solicitors described the communications as being:

 

  1. To discuss logistics and timing, and
  2. To raise issues of clarity or completeness with a view to ensuring that the joint statement is as helpful as possible for the court in identifying the key issues between the experts and articulating clearly each expert's position on those issues.

 

Civil Procedure Rules rule 35.10

There was no dispute as to the basic principle that communications between solicitors and the expert witnesses they instruct are generally subject to litigation privilege. The only quasi-statutory exception is contained in the Civil Procedure Rules (‘CPR’) rule 35.10 which requires an expert report to state the substance of all material instructions on the basis of which the report was written. Rule 35.10(4) states that these instructions are not privileged but a court will not order disclosure of the documents containing the instructions… “unless it is satisfied that there are reasonable grounds to consider the instructions in the expert’s report to be inaccurate or incomplete”.

 

The effect of the rule 35.10 is for the expert to state the factual assumptions he or she was required to make for the purpose of expressing an opinion, not to state the substance of all communications. If the documents do not fall within the limited subset of documents referred to in CPR rule 35.10, then they are privileged and remain so until privilege is waived.

 

While the judge did not reach a concluded view on whether, in principle, CPR rule 35.10(4) is capable of applying to instructions given ahead of a joint meeting, he noted that “on a purposive construction of that provision, I see no reason why it should not”. In this case, however, the rule did not apply as there was no indication that the instructions concerning the factual assumptions that the defendant’s experts were to make had been given.

 

Other exceptions to litigation privilege

The judge then considered whether the documents sought fell within another exception to litigation privilege or if privilege can be said to have been waived.

 

While legal professional privilege, of which litigation privilege is a variant, does not exist for documents that are part of a criminal or fraudulent proceeding, that was not relevant in this case.

 

Counsel for the claimant contended that the material was not privileged because of paragraph 13.6.3 of the Technology and Construction Court (‘TCC’) Guide and principles which have been derived from this paragraph. Paragraphs 13.5.2 and 13.6.3 state:

 

"13.5.2. In many cases it will be helpful for the parties' respective legal advisers to provide assistance as to the agenda and topics to be discussed at the experts' meeting. However, save in exceptional circumstances and with the permission of the judge, the legal advisers must not attend the meeting. They must not attempt to dictate what the experts say at the meeting ...

"13.6.3. Whilst the parties' legal advisers may assist in identifying issues which the statement should address, those legal advisers must not be involved in either negotiating or drafting the experts' joint statement. Legal advisers should only invite the experts to consider amending any draft joint statement in exceptional circumstances, where there are serious concerns that the court may misunderstand or be misled by the terms of that joint statement. Any such concerns should be raised with all experts involved in the joint statement ...."

 

However, the judge found this did not support the conclusion that a communication by a solicitor with an expert is not, or ceases to be, privileged. He noted that "[t]here is nothing within either the TCC Guide or CPR Part 35 (other than CPR rule 35.10.4) or any practice direction that disapplies litigation privilege as a result of such considerations and the insertion of the limited exception in CPR rule 35.10.4, suggests that no such wide ranging disapplication was intended or made."

 

The judge concluded that “it would be wrong in principle to direct disclosure of the documents sought unless it can be shown that privilege had been waived.” The judge did not reach any final conclusion on the waiver issue, adjourning the application for it to be determined by the trial judge at the start of the trial.

 

Learning points

Learning points for instructing parties:

 

  • Any application for disclosure should be made as early as possible so it can be fully considered by the court and are not seen as a distraction to the trial.
  • Documents that do not fall within the limited subset of documents referred to in CPR rule 35.10 are privileged until privilege is waived.
  • While the matter is undecided, instructing parties would be wise to consider CPR rule 35.10(4) when giving instructions ahead of a joint meeting.

 

Share

Print
Comments are only visible to subscribers.